Fee Structure for 2017-2018

 

Financial Planning Payment Options


FEE BASED*

(Only Available with Minimum of $500,000+ of investable assets)


  • Personalized service and account maintenance

  • No Retainer Fee

  • Advisor Fee Schedule listed below*

  • Annual review includes account performance review, investment planning and a Financial Plan update

  • Access to WealthVision – an account aggregation tool with secure vault access

  • Quarterly phone review option provided

  • Unlimited access to advisor and staff

FEE ONLY


  • $4,000 Retainer will be charged to create a new Financial Plan and assist with investment and personal financial planning

  • $2,500 additional retainer charged for every annual appointment thereafter

  • Client is in charge of financial plan implementation of all recommendations





2017/2018 Advisor Fee Schedule**

Total Household Assets Under our Management

Fee Charged*

  • $500,000 - $750,000

  • No Retainer Fee

  • Advisor Fee Schedule listed below*

  • Annual review includes account performance review, investment planning and a Financial Plan update

  • Access to WealthVision – an account aggregation tool with secure vault access

  • Quarterly phone review option provided

  • Unlimited access to advisor and staff

1.2% Personalized service and account maintenance

$750,000 - $1MM

1.1%

$1,000,001 - $1.5MM

1.0%

$1,500,001 - $2MM

0.9%

$2,000,001 - $3MM

0.8%

 

*if implementation has not occurred within 6 months of the financial plan presentation, a $4,000 fee will be invoiced to the client.
**In addition to the fee charged by the advisor, LPL Advisory Services charges a broker/dealer fee which ranges from .05% to .60%. The range is dependent upon the investment program and is reduced by the amount of assets under management.  The advisor fee is an annualized percentage and is deducted on a quarterly basis.

 

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